Cass-Stephens Insurances Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Hilary Raine Cass
IRN HRC00003
- CF1 Director (14 Jan 2005 to 12 Jan 2010)
James Atkinson Cass
IRN JAC00140
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF8 Apportionment and Oversight (24 Aug 2007 to 31 Mar 2009)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
Matthew Michael Cass
IRN MMC01030
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Mediation (14 Jan 2005 to 14 Jan 2005)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
Michael James Cass
IRN MJC00015
- CF1 Director (14 Jan 2005 to 22 Apr 2007)
- Responsible for Insurance Mediation (14 Jan 2005 to 22 Apr 2007)
Paul Graham Baldwin
IRN PGB01122
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (13 Apr 2011 to 8 Dec 2019)
Terence Michael Andrews
IRN TMA00002
- CF1 Director (14 Jan 2005 to 4 Sep 2009)
- CF8 Apportionment and Oversight (14 Jan 2005 to 22 Aug 2007)
- Responsible for Insurance Mediation (14 Jan 2005 to 4 Sep 2009)

Smaller firms operating under this firm's FCA authorisation.

Little Trevothan Ltd (no longer appointed)
FRN 815457 · Appointed 3 Aug 2018 · Until 20 Dec 2022
Woodside Lodges Country Park LLP (no longer appointed)
FRN 813192 · Appointed 6 Jul 2018 · Until 8 Dec 2022
Hayman-Joyce Property Ltd (no longer appointed)
FRN 806380 · Appointed 12 Apr 2018 · Until 23 Jan 2023
Beach View Holiday Park (no longer appointed)
FRN 788002 · Appointed 1 Sep 2017 · Until 31 Jul 2019
Cotswold Grange Investments Ltd (no longer appointed)
FRN 783239 · Appointed 3 Jul 2017 · Until 17 Jan 2022
The Institute of Training and Occupational Learning (no longer appointed)
FRN 756678 · Appointed 24 Aug 2016 · Until 23 Jan 2023
Castle Park (no longer appointed)
FRN 747784 · Appointed 23 May 2016 · Until 19 Jan 2023
Purn Holiday Park Ltd (no longer appointed)
FRN 453939 · Appointed 29 Sep 2015 · Until 21 Nov 2017
Brookwood Estate Agents (no longer appointed)
FRN 708835 · Appointed 2 Jul 2015 · Until 6 Feb 2023
Mr D M & Mrs S G Thorp (no longer appointed)
FRN 448148 · Appointed 24 Apr 2014 · Until 25 Aug 2017

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.