Date authorised
1 April 2013
Companies House
03332778
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Brightspace
    160 Hadleigh Road
    Ipswich
    Suffolk
    IP2 0HH
    UNITED KINGDOM
    Phone
    +4401473345400
  • Complaints Contact

    Brightspace
    160 Hadleigh Road
    Ipswich
    Suffolk
    IP2 0HH
    UNITED KINGDOM
    Phone
    +4401473345400

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ben Matthews

    IRN BXM06973

    • CF2 Non Executive Director (18 Oct 2018 to 8 Dec 2019)
  • Carol Ann Deslandes

    IRN CAD01097

    • CF29 Significant management (1 Nov 2007 to 31 May 2008)
    • CF1 Director (14 Jan 2005 to 31 May 2008)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
  • Duncan Paul Turner

    IRN DPT01059

    • CF2 Non Executive Director (12 Jul 2018 to 8 Dec 2019)
    • CF1 Director (27 Apr 2015 to 12 Jul 2018)
    • Responsible for Insurance Mediation (27 Apr 2015 to 12 Jul 2018)
  • Edward Day

    IRN EXD01244

    • CF28 Systems and controls (19 Feb 2009 to 3 Jul 2015)
    • CF1 Director (19 Feb 2009 to 3 Jul 2015)
    • CF29 Significant management (19 Feb 2009 to 3 Jul 2015)
  • Hannah Reid

    IRN HXR15449

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 13 Jun 2019)
    • CF1 Director (13 Jun 2019 to 8 Dec 2019)
  • John Elless Shaw

    IRN JES01217

    • SMF9 Chair of the Governing Body (since 9 Dec 2019)
    • CF2 Non Executive Director (20 Aug 2015 to 8 Dec 2019)
  • Kerry Marie Ann Evans

    IRN KXE15295

    • SMF3 Executive Director (9 Dec 2019 to 3 Nov 2021)
    • CF1 Director (16 Jul 2019 to 8 Dec 2019)
  • Nicola Joy Glading

    IRN NJB01196

    • CF29 Significant management (1 Nov 2007 to 27 Nov 2014)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 27 Nov 2014)
  • Peter Andrew Richardson

    IRN PAR01226

    • Responsible for Insurance Distribution (1 Oct 2018 to 28 Feb 2019)
    • CF1 Director (1 Nov 2016 to 28 Feb 2019)
    • Responsible for Insurance Mediation (1 Nov 2016 to 30 Sep 2018)
  • Peter Sidney Dodd

    IRN PSD01050

    • CF11 Money Laundering Reporting (14 Jan 2005 to 30 Jul 2007)
    • CF13 Finance (14 Jan 2005 to 30 Jul 2007)
    • CF14 Risk Assessment (14 Jan 2005 to 30 Jul 2007)
    • CF15 Internal Audit (14 Jan 2005 to 30 Jul 2007)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 30 Jul 2007)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 30 Jul 2007)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 30 Jul 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.