CarVal Investors GB LLP

• Principal Place of Business

  60 London Wall

  5th Floor

  London

  EC2M 5SJ

  UNITED KINGDOM

  Phone

  +442072927700

• Complaints Contact

  60 London Wall

  5th Floor

  London

  EC2M 5SJ

  UNITED KINGDOM

  Phone

  +442072927700

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Robert Garvey

  IRN RXG01457

  • CF30 Customer (30 Aug 2013 to 29 Jun 2018)
• Robert Sinclair

  IRN RXS00237

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Saqib Deen

  IRN SXD01636

  • CF30 Customer (14 May 2014 to 30 Jun 2014)
• Serge Lioutyi

  IRN SAL01120

  • CF30 Customer (29 Sep 2014 to 20 Nov 2015)
• Serge Philippe Maurice Maton

  IRN SPM01105

  • CF4 Partner (20 Apr 2016 to 1 Apr 2017)
  • CF30 Customer (30 Aug 2013 to 1 Apr 2017)
• Silvia Leucari

  IRN SXL00159

  • [FCA CF] Client dealing (9 Dec 2019 to 23 Jun 2022)
• Stuart Mark Lammin

  IRN SML01040

  • [FCA CF] Client dealing (9 Dec 2019 to 27 Sep 2021)
  • [FCA CF] Material risk taker (9 Dec 2019 to 27 Sep 2021)
  • [FCA CF] Significant management (9 Dec 2019 to 27 Sep 2021)
  • SMF27 Partner (9 Dec 2019 to 1 Oct 2021)
  • CF30 Customer (30 Aug 2013 to 8 Dec 2019)
  • CF4 Partner (30 Aug 2013 to 8 Dec 2019)
• Tariq Ziad Melhem

  IRN TZM01001

  • [FCA CF] Client dealing (since 23 Feb 2026)
• Tom Walter Maurice Bauwens

  IRN TWB01037

  • SMF27 Partner (9 Dec 2019 to 31 Jul 2020)
  • CF30 Customer (30 Aug 2013 to 8 Dec 2019)
  • CF4 Partner (30 Aug 2013 to 8 Dec 2019)
• Yeen Yeen Tan

  IRN YXT00057

  • [FCA CF] Client dealing (since 6 Oct 2023)

No changes recorded yet.