Carter Legrand Wealth Strategies Limited

FRN: 554514
Companies House: 09624006
Last scraped: 3 weeks ago

This firm operates as an appointed representative of St. James's Place Wealth Management Plc. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

1

Hope Drive

The Park

Nottingham

Nottinghamshire

NG7 1DL

UNITED KINGDOM

Phone

+4401157845800

Web

https://www.carterlegrand.co.uk

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

David Norman Carter
IRN DNC00001
- Employed By (9 May 2016 to 11 Aug 2021)
Ian Bradley Legrand
IRN IBL01010
- Employed By (since 14 Jan 2015)
Ian Legrand
IRN IXL00007
- Employed By (18 Jun 2015 to 18 May 2018)
Leckie Jayne Presley
IRN LJP01106
- Employed By (1 Mar 2018 to 11 Aug 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.