Carter Jonas LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Debt Advice
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- · This permission is limited to debt counselling with no debt management activity
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Christopher Mark Power Granger
IRN CMG01108
- SMF1 Chief Executive (9 Dec 2019 to 4 Sep 2023)
- CF3 Chief Executive (7 Oct 2016 to 8 Dec 2019)
James David Tarn Bainbridge
IRN JDB01295
- CF4 Partner (7 Oct 2016 to 7 Nov 2019)
Lisa Simon
IRN LXS24978
- SMF27 Partner (2 Mar 2020 to 30 Sep 2024)
- Responsible for Insurance Distribution (2 Mar 2020 to 30 Sep 2024)
Richard Alexander Bruce
IRN RXB00821
- SMF1 Chief Executive (since 1 Sep 2023)
Rory Francis O'Neill
IRN RFO01007
- CF4 Partner (7 Oct 2016 to 7 Nov 2019)
Scott Noryl Harkness
IRN SNH01041
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (7 Oct 2016 to 8 Dec 2019)
Timothy Edward John Jones
IRN TEJ01013
- SMF27 Partner (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF4 Partner (7 Oct 2016 to 8 Dec 2019)
- Responsible for Insurance Mediation (7 Oct 2016 to 30 Sep 2018)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.