Carroll & Partners Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

ANDREW HEDGER
IRN AXH01923
- CF2 Non Executive Director (AR) (2 Feb 2017 to 2 Feb 2017)
Alan Rowland
IRN AXR01908
- CF1 Director (29 Mar 2011 to 18 Jun 2012)
Albert Arthur Robinson
IRN AAR01045
- CF1 Director (6 Jun 2011 to 18 Jun 2012)
Andrew David Wallin
IRN ADW01141
- Responsible for Insurance Distribution (24 Jan 2025 to 10 Oct 2025)
- SMF1 Chief Executive (24 Jan 2025 to 10 Oct 2025)
- SMF3 Executive Director (24 Jan 2025 to 10 Oct 2025)
Andrew Malcolm Bye
IRN AMB01304
- CF1 Director (AR) (5 Aug 2009 to 1 Mar 2010)
Andrew Mark Walsh
IRN AMW01187
- Responsible for Insurance Mediation (13 Mar 2009 to 13 Mar 2009)
- CF1 Director (13 Mar 2009 to 31 Jan 2011)
Andrew Tony Allen
IRN ATA01013
- CF1 Director (19 Sep 2005 to 11 Oct 2007)
Andy-Jon Hurrell
IRN AXH02412
- CF2 Non Executive Director (AR) (1 Jul 2016 to 1 Feb 2017)
Angus James McPhie
IRN AJM01658
- CF1 Director (AR) (16 Jul 2021 to 3 Nov 2022)
- CF3 Chief Executive (AR) (16 Jul 2021 to 3 Nov 2022)
Anthony Colin McCallum
IRN ACM01141
- CF2 Non Executive Director (AR) (30 Aug 2016 to 1 Feb 2017)

Smaller firms operating under this firm's FCA authorisation.

John Chadwick (no longer appointed)
FRN 591927 · Appointed 26 Nov 2012 · Until 18 Mar 2019
24 Insurance Broking Limited (no longer appointed)
FRN 562378 · Appointed 16 Aug 2011 · Until 4 Apr 2012
Cherry Insurance Limited (no longer appointed)
FRN 549842 · Appointed 3 May 2011 · Until 9 Nov 2011
24 Lime Street Ltd (no longer appointed)
FRN 498978 · Appointed 6 Apr 2011 · Until 4 Apr 2012
Fenchurch Insurance Risk Management Limited (no longer appointed)
FRN 414540 · Appointed 10 Sep 2009 · Until 1 Jan 2011
Hazchem Holdings Ltd (no longer appointed)
FRN 500182 · Appointed 3 Aug 2009 · Until 11 Mar 2010
Just Motorsport Ltd (no longer appointed)
FRN 494811 · Appointed 25 Mar 2009 · Until 1 Apr 2011
Quay Underwriting Ltd (no longer appointed)
FRN 494475 · Appointed 12 Jan 2009 · Until 1 Feb 2012
Insurance Holdings Ltd (no longer appointed)
FRN 460227 · Appointed 17 Nov 2006 · Until 2 Mar 2025
The Chapman Partnership Limited (no longer appointed)
FRN 406071 · Appointed 5 Dec 2005 · Until 13 Aug 2008

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.