Carroll & Partners Limited

• Principal Place of Business

  Caroll Insurance Group Ltd

  75 King William Street

  London

  City Of London

  EC4N 7BE

  UNITED KINGDOM

  Phone

  +442076454600

  Web

  http://www.carrolls.co.uk

• Complaints Contact

  Caroll Insurance Group Ltd

  75 King William Street

  London

  City Of London

  EC4N 7BE

  UNITED KINGDOM

  Phone

  +442076454600

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• David James Walker

  IRN DXW00448

  • CF1 Director (AR) (1 Apr 2022 to 15 May 2025)
• David John Lerrier Godfray

  IRN DJG01196

  • CF2 Non Executive Director (14 Jan 2005 to 11 Sep 2007)
• Garry William Bright

  IRN GWB01050

  • SMF3 Executive Director (11 May 2021 to 21 Sep 2022)
  • Responsible for Insurance Distribution (11 May 2021 to 21 Sep 2022)
• Gary Lewis Routledge

  IRN GLR01023

  • CF1 Director (15 Mar 2007 to 31 Mar 2007)
• Gary Michael Seymour

  IRN GMS01137

  • CF2 Non Executive Director (2 Sep 2013 to 28 May 2015)
• Gavin MacAlister MacEchern

  IRN GMM01059

  • CF2 Non Executive Director (14 Jan 2005 to 11 Sep 2007)
• George Edward Higginson

  IRN GEH01031

  • CF2 Non Executive Director (AR) (2 Feb 2017 to 2 Feb 2017)
• George Edward Lloyd-Roberts

  IRN GEL01007

  • CF2 Non Executive Director (AR) (2 Feb 2017 to 2 Feb 2017)
• George Lewin Smith

  IRN GXL00160

  • CF3 Chief Executive (AR) (19 Sep 2024 to 30 Sep 2025)
  • CF1 Director (AR) (19 Sep 2024 to 30 Sep 2025)
• Glenn Bremerman

  IRN GXB02285

  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • CF2 Non Executive Director (6 Dec 2016 to 8 Dec 2019)

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