Date authorised
1 April 2013
Companies House
02267055
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Caroll Insurance Group Ltd
    75 King William Street
    London
    City Of London
    EC4N 7BE
    UNITED KINGDOM
    Phone
    +442076454600
  • Complaints Contact

    Caroll Insurance Group Ltd
    75 King William Street
    London
    City Of London
    EC4N 7BE
    UNITED KINGDOM
    Phone
    +442076454600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anthony John Edward Smith

    IRN AJS01661

    • CF1 Director (AR) (2 Feb 2017 to 2 Feb 2017)
    • CF3 Chief Executive (AR) (30 Aug 2016 to 1 Feb 2017)
  • Anthony John Natsis

    IRN AXN00173

    • CF1 Director (AR) (26 Aug 2021 to 27 Jun 2025)
  • Antonios Erotocritou

    IRN AXE01642

    • SMF1 Chief Executive (since 9 Oct 2025)
    • SMF3 Executive Director (since 9 Oct 2025)
  • Ashley John Collingwood

    IRN AJC01421

    • CF1 Director (22 Sep 2005 to 11 Oct 2007)
  • Brian Mark Austin

    IRN BMA01017

    • CF2 Non Executive Director (1 Oct 2012 to 9 Aug 2017)
  • Brian Ronald Chapman

    IRN BRC01022

    • CF1 Director (AR) (31 Dec 2005 to 30 Sep 2008)
  • Charles Anthony Fry

    IRN CAF01047

    • CF2 Non Executive Director (14 Jan 2005 to 11 Sep 2007)
  • Daniel Sebastian Gibson

    IRN DSG01071

    • CF2 Non Executive Director (AR) (2 Feb 2017 to 2 Feb 2017)
  • David Carr

    IRN DXC01658

    • CF1 Director (7 Dec 2006 to 19 Feb 2007)
  • David James Ezzard

    IRN DJE01099

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 May 2024)
    • CF2 Non Executive Director (5 Jul 2012 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (9 Apr 2008 to 31 Mar 2009)
    • Responsible for Insurance Mediation (19 Sep 2005 to 18 Jun 2012)
    • CF1 Director (19 Sep 2005 to 18 Jun 2012)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.