Carroll & Partners Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Caroll Insurance Group Ltd75 King William StreetLondonCity Of LondonEC4N 7BEUNITED KINGDOM- Phone
- +442076454600
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Complaints Contact
Caroll Insurance Group Ltd75 King William StreetLondonCity Of LondonEC4N 7BEUNITED KINGDOM- Phone
- +442076454600
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Anthony John Edward Smith
IRN AJS01661
- CF1 Director (AR) (2 Feb 2017 to 2 Feb 2017)
- CF3 Chief Executive (AR) (30 Aug 2016 to 1 Feb 2017)
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Anthony John Natsis
IRN AXN00173
- CF1 Director (AR) (26 Aug 2021 to 27 Jun 2025)
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Antonios Erotocritou
IRN AXE01642
- SMF1 Chief Executive (since 9 Oct 2025)
- SMF3 Executive Director (since 9 Oct 2025)
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Ashley John Collingwood
IRN AJC01421
- CF1 Director (22 Sep 2005 to 11 Oct 2007)
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Brian Mark Austin
IRN BMA01017
- CF2 Non Executive Director (1 Oct 2012 to 9 Aug 2017)
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Brian Ronald Chapman
IRN BRC01022
- CF1 Director (AR) (31 Dec 2005 to 30 Sep 2008)
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Charles Anthony Fry
IRN CAF01047
- CF2 Non Executive Director (14 Jan 2005 to 11 Sep 2007)
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Daniel Sebastian Gibson
IRN DSG01071
- CF2 Non Executive Director (AR) (2 Feb 2017 to 2 Feb 2017)
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David Carr
IRN DXC01658
- CF1 Director (7 Dec 2006 to 19 Feb 2007)
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David James Ezzard
IRN DJE01099
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 May 2024)
- CF2 Non Executive Director (5 Jul 2012 to 8 Dec 2019)
- CF8 Apportionment and Oversight (9 Apr 2008 to 31 Mar 2009)
- Responsible for Insurance Mediation (19 Sep 2005 to 18 Jun 2012)
- CF1 Director (19 Sep 2005 to 18 Jun 2012)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Moon & Sixpence Limited (no longer appointed)
FRN 417662 · Appointed 21 Jun 2016 · Until 27 Jun 2016
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White Horse Caravan Company Limited (no longer appointed)
FRN 406084 · Appointed 21 Jun 2016 · Until 27 Jun 2016
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East Riding Of Yorkshire District Council (no longer appointed)
FRN 425598 · Appointed 21 Jun 2016 · Until 27 Jun 2016
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Breeze Underwriting Limited (no longer appointed)
FRN 608140 · Appointed 3 Oct 2013 · Until 5 Feb 2018
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ATD Specialties Limited (no longer appointed)
FRN 604658 · Appointed 19 Jul 2013 · Until 19 Sep 2017
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.