Date authorised
3 January 2017
Companies House
06532413
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    First Floor
    No. 1 Tithebarn Street
    Liverpool
    Merseyside
    L2 2NZ
    UNITED KINGDOM
    Phone
    +443442493844
  • Complaints Contact

    First Floor
    No. 1 Tithebarn Street
    Liverpool
    L2 2NZ
    UNITED KINGDOM
    Phone
    +443442493844

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Donna Marie Richards

    IRN DMP01086

    • SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 30 Aug 2019)
    • CF3 Chief Executive (30 Aug 2019 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (30 Aug 2019 to 8 Dec 2019)
  • John David Carpenter

    IRN JDC01197

    • SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (3 Jan 2017 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (3 Jan 2017 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.