Carlease (UK) Ltd

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Michael Alan King
IRN MAK01116
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF10 Compliance Oversight (19 Jun 2017 to 8 Dec 2019)
- Responsible for Insurance Mediation (1 Dec 2015 to 30 Sep 2018)
- CF8 Apportionment and Oversight (1 Dec 2015 to 8 Dec 2019)
- CF1 Director (1 Dec 2015 to 8 Dec 2019)
Philip John King
IRN PJK01086
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (1 Dec 2015 to 8 Dec 2019)
Robert Ashley King
IRN RXK01951
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (1 Dec 2015 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Andrew Laylor
FRN 728749 · Appointed 11 Dec 2015
ASPARA LIMITED (no longer appointed)
FRN 729128 · Appointed 16 Dec 2015 · Until 26 May 2017
Paul Drake (no longer appointed)
FRN 728750 · Appointed 11 Dec 2015 · Until 17 Oct 2016

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.