Cargill Financial Services Europe Limited

• Principal Place of Business

  7th Floor

  33 King William Street

  London

  EC4R 9AT

  UNITED KINGDOM

  Phone

  +41792414621

• Complaints Contact

  7th Floor 33 King William Street

  London

  EC4R 9AT

  UNITED KINGDOM

  Phone

  +41792414621

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

  Show 2 limitations Hide limitations

  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis
  • · Unable on a regular basis to: (i) deal on own account in relation to MiFID financial instruments and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

• Keith Milne

  IRN KXM02155

  • SMF3 Executive Director (9 Dec 2019 to 22 Jul 2022)
  • CF30 Customer (8 Sep 2015 to 8 Dec 2019)
  • CF1 Director (8 Sep 2015 to 8 Dec 2019)
• Keith Milne

  IRN KXM00365

  • [FCA CF] Client dealing (10 Dec 2019 to 30 Sep 2023)
• Kristin Wessels

  IRN KXW00444

  • [FCA CF] Significant management (2 Dec 2024 to 1 Aug 2025)
• Marion Bouillerce Mirassou

  IRN MXB03694

  • CF30 Customer (1 Sep 2015 to 27 Sep 2016)
• Mike Peter Halbach

  IRN MPH01132

  • CF1 Director (21 Jan 2010 to 14 Mar 2014)
• Raymond Geoffrey Ward

  IRN RGW01052

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Sep 2024)
  • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2024)
  • SMF1 Chief Executive (9 Dec 2019 to 30 Sep 2024)
  • SMF16 Compliance Oversight (9 Dec 2019 to 3 Jul 2020)
  • CF10 Compliance Oversight (3 Oct 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (3 Oct 2018 to 8 Dec 2019)
  • CF3 Chief Executive (22 Mar 2013 to 8 Dec 2019)
  • CF1 Director (22 Oct 2012 to 8 Dec 2019)
• Richard Ian Nield

  IRN RIN01008

  • CF1 Director (5 May 2009 to 22 Mar 2013)
  • CF3 Chief Executive (5 May 2009 to 22 Mar 2013)
• Robyn Schuman

  IRN RXS01898

  • [FCA CF] Significant management (since 2 Feb 2026)
• Sheryl Lewis Nash

  IRN SLN01031

  • CF1 Director (21 Jan 2010 to 15 Feb 2011)
• Sheryl Marie Rogers

  IRN SMR01140

  • CF1 Director (26 Nov 2009 to 21 Sep 2012)

No changes recorded yet.