CARBON FINANCIAL PARTNERS LIMITED

Date authorised
1 April 2013
Companies House
SC386400
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    61 Manor Place
    Edinburgh
    Midlothian
    EH3 7EG
    UNITED KINGDOM
    Phone
    +4401312200000
    Web
    https://www.carbonfinancial.co.uk

  • Complaints Contact

    61 Manor Place
    Edinburgh
    Midlothian
    EH3 7EG
    UNITED KINGDOM
    Phone
    +4401312200000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Consumer Hire

  • Consumer Hire Servicing

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Score Services

    Show 1 limitation
    • · This activity is limited to relevant credit activities as defined in paragraph 2G of Schedule 6 of the Financial Services and Markets Act 2000

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert Samuel Duncan Mugenyi Ndawula

    IRN RSN01023

    • SMF3 Executive Director (since 3 Apr 2025)
  • Ross Watson Leckridge

    IRN RWL01062

    • CF30 Customer (31 Aug 2017 to 9 Nov 2018)
  • Shireen Tracy Fernie

    IRN STF01014

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF10 Compliance Oversight (4 Apr 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Apr 2011 to 8 Dec 2019)
    • CF1 Director (4 Apr 2011 to 8 Dec 2019)
    • Responsible for Insurance Mediation (4 Apr 2011 to 30 Sep 2018)
  • Simon Rounce

    IRN SXR02606

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Oct 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 12 Oct 2021)
    • CF30 Customer (7 Sep 2017 to 8 Dec 2019)
  • Stephen Keith Rowntree

    IRN SKR01032

    • CF30 Customer (4 Apr 2011 to 30 Aug 2019)
  • Thomas Francis Wood

    IRN TFW01013

    • SMF3 Executive Director (since 16 Oct 2024)
  • Timothy James Gillman

    IRN TXG06443

    • SMF3 Executive Director (19 Nov 2024 to 3 Nov 2025)
  • Zoë Cullen

    IRN ZXM00028

    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 29 Mar 2021)
    • [FCA CF] Client dealing (since 29 Mar 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.