CARBON FINANCIAL PARTNERS LIMITED

• Principal Place of Business

  61 Manor Place

  Edinburgh

  Midlothian

  EH3 7EG

  UNITED KINGDOM

  Phone

  +4401312200000

  Web

  https://www.carbonfinancial.co.uk

• Complaints Contact

  61 Manor Place

  Edinburgh

  Midlothian

  EH3 7EG

  UNITED KINGDOM

  Phone

  +4401312200000

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Consumer Hire

• Consumer Hire Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

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  • · This activity is limited to relevant credit activities as defined in paragraph 2G of Schedule 6 of the Financial Services and Markets Act 2000

• Gary David Wright

  IRN GDW01079

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (26 Apr 2017 to 8 Dec 2019)
• George Sampson

  IRN GXS00542

  • [FCA CF] Functions requiring qualifications (26 Jan 2023 to 30 Jun 2025)
  • [FCA CF] Client dealing (26 Jan 2023 to 30 Jun 2025)
• Gordon Alexander Wilson

  IRN GAW00009

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (4 Apr 2011 to 8 Dec 2019)
  • CF30 Customer (4 Apr 2011 to 18 Sep 2019)
• Hazel Ann Brown

  IRN HAP00007

  • CF30 Customer (13 Jan 2017 to 6 Sep 2017)
  • CF1 Director (3 Feb 2014 to 23 Dec 2016)
• Iain Harper

  IRN IXH01476

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 9A. Advising on P2P agreements
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (18 Jul 2017 to 8 Dec 2019)
• James Alexander Stirling

  IRN JAS01538

  • [FCA CF] Functions requiring qualifications (26 Jan 2023 to 15 Sep 2023)
  • [FCA CF] Client dealing (26 Jan 2023 to 15 Sep 2023)
• James Kerr Pickles

  IRN JKP00001

  • CF30 Customer (4 Apr 2011 to 9 Aug 2019)
• John Bell

  IRN JXB02678

  • 9A. Advising on P2P agreements
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (4 Apr 2011 to 8 Dec 2019)
• Jonathan Philip Young

  IRN JXY00023

  • 9A. Advising on P2P agreements
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 12 Oct 2022)
  • [FCA CF] Functions requiring qualifications (since 12 Oct 2022)
• Laurie John Hogan

  IRN LJH01166

  • CF30 Customer (4 Sep 2017 to 26 Oct 2018)

No changes recorded yet.