Caravan Guard Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Plan Admin
Consumer Hire
Consumer Loans
Consumer Hire Servicing
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Christopher Wayne M Nettleton
IRN CWN01007
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
Craig Thompson
IRN CXT26110
- SMF3 Executive Director (since 11 Mar 2020)
Gareth Smith
IRN GXS00010
- SMF3 Executive Director (since 20 Jan 2021)
Gareth Walker
IRN GXW00165
- [FCA CF] Significant management (since 12 Mar 2021)
Graham Dobson
IRN GXD00153
- [FCA CF] Significant management (since 10 Mar 2021)
Heather Kershaw
IRN HXK00082
- [FCA CF] Significant management (12 Mar 2021 to 10 Dec 2021)
Jacob Shipman
IRN JXS00547
- SMF3 Executive Director (since 7 Sep 2023)
- [FCA CF] Significant management (10 Mar 2021 to 7 Sep 2023)
Jason Ware
IRN JXW47477
- SMF3 Executive Director (since 10 Jun 2020)
Kerrie Algar
IRN KXA62812
- SMF16 Compliance Oversight (since 15 Jun 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Jun 2020)
Louise Menzies
IRN LJW01086
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (29 Jul 2008 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.