Date authorised
1 April 2013
Companies House
00850195
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Jubilee House
    5 Mid Point Business Park
    Thornbury
    Bradford
    West Yorkshire
    BD3 7AG
    UNITED KINGDOM
    Phone
    +4403445738000
  • Complaints Contact

    Jubilee House
    Thornbury
    5 Mid Point Business Park
    Bradford
    West Yorkshire
    BD3 7AG
    UNITED KINGDOM
    Phone
    +443445738000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Radi

    IRN AXR02851

    • SMF3 Executive Director (since 6 Oct 2020)
  • Arturo Manuel Raschbaum

    IRN AXR01835

    • CF2 Non Executive Director (13 Jun 2008 to 30 Nov 2008)
  • Benjamin Seamus Russell

    IRN BSR01022

    • Responsible for Insurance Distribution (since 10 Jul 2020)
    • SMF1 Chief Executive (since 10 Jul 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (20 Jul 2015 to 8 Dec 2019)
  • Christopher Kenneth Kent

    IRN CKK01008

    • SMF3 (AR) Executive Director function (9 Dec 2019 to 8 Dec 2022)
    • CF1 Director (AR) (7 Mar 2019 to 8 Dec 2019)
  • Derek George Wootton

    IRN DXW00473

    • [FCA CF] Significant management (since 12 Apr 2022)
  • Elizabeth Anne Blythe

    IRN EAB01046

    • SMF9 Chair of the Governing Body (9 Feb 2021 to 24 Mar 2025)
  • Gary Whitelam

    IRN GXW01149

    • CF2 Non Executive Director (14 Jan 2005 to 9 Dec 2018)
  • Gavin Tinch

    IRN GXT09181

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (7 Jun 2019 to 8 Dec 2019)
  • Jeremy Edward Cadle

    IRN JEC01213

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (1 May 2013 to 8 Dec 2019)
  • Jeremy Francis Sladdin

    IRN JXS00986

    • [FCA CF] Significant management (since 24 May 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.