Date authorised
25 September 2018
Companies House
11274813
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    7th Floor
    The St. Botolph Building
    138 Houndsditch
    London
    City Of London
    EC3A 7AW
    UNITED KINGDOM
    Phone
    +4403300437765
  • Complaints Contact

    Unit 3A
    Caerphilly Business Park
    Caerphilly
    CF83 3ED
    UNITED KINGDOM
    Phone
    +4403300437765

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Darren Ovenden

    IRN DXO01369

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (26 Sep 2018 to 30 Sep 2018)
    • CF1 Director (26 Sep 2018 to 8 Dec 2019)
  • Joseph James Hanly

    IRN JXH00825

    • SMF3 Executive Director (since 13 Feb 2025)
  • Kevin Smith

    IRN KXS02664

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (26 Sep 2018 to 8 Dec 2019)
  • Lee David Anderson

    IRN LDA01006

    • SMF3 Executive Director (since 18 Feb 2025)
    • Responsible for Insurance Distribution (18 Feb 2025 to 27 Mar 2025)
  • Neil Keith Nimmo

    IRN NKN00002

    • SMF1 Chief Executive (since 31 Mar 2026)
    • SMF3 Executive Director (since 31 Mar 2026)
  • Warren Downey

    IRN WXD01086

    • SMF3 Executive Director (27 Nov 2024 to 30 Mar 2026)
    • SMF1 Chief Executive (27 Nov 2024 to 30 Mar 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.