Capula Investment Management LLP

• Principal Place of Business

  7 Clarges Street

  London

  W1J 8AE

  UNITED KINGDOM

  Phone

  +4402070710900

  Web

  https://www.capulaglobal.com

• Complaints Contact

  7 Clarges Street

  London

  W1J 8AE

  UNITED KINGDOM

  Phone

  +4402070710900

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Patrick Berryman

  IRN PXB01344

  • CF30 Customer (8 Oct 2009 to 9 Sep 2010)
• Patrick John Mccarthy

  IRN PJM01548

  • [FCA CF] Client dealing (3 Feb 2021 to 27 Oct 2023)
  • CF30 Customer (3 Oct 2017 to 8 Dec 2019)
• Patrik Olsson

  IRN BPO01007

  • [FCA CF] Client dealing (3 Feb 2021 to 6 Jan 2022)
  • [FCA CF] Manager of certification employee (3 Feb 2021 to 6 Jan 2022)
  • CF30 Customer (9 Sep 2019 to 8 Dec 2019)
• Patriks Pusmucans

  IRN PXP00415

  • [FCA CF] Client dealing (since 6 May 2025)
• Paul Leech

  IRN PEL01021

  • [FCA CF] Significant management (since 27 Nov 2025)
  • [FCA CF] Manager of certification employee (since 27 Nov 2025)
• Paul Martin Hanly

  IRN PMH01079

  • CF26 Customer Trading (15 May 2006 to 19 Apr 2007)
• Pawel Lewicki

  IRN PXL01152

  • [FCA CF] Manager of certification employee (since 23 Aug 2022)
  • [FCA CF] Material risk taker (since 25 May 2022)
  • [FCA CF] Significant management (since 12 Feb 2021)
• Peter Hobson

  IRN PXH00827

  • [FCA CF] Client dealing (since 2 Jan 2026)
• Peter John Curtis Warren

  IRN PJW01151

  • [FCA CF] Manager of certification employee (6 Jan 2025 to 4 Apr 2025)
  • [FCA CF] Client dealing (19 Jul 2021 to 30 Apr 2025)
  • SMF27 Partner (20 Feb 2020 to 31 Dec 2024)
• Peter McGleughlin

  IRN PTM01022

  • [FCA CF] Manager of certification employee (10 Jan 2025 to 21 Mar 2025)
  • [FCA CF] Significant management (13 Jun 2024 to 24 Jan 2026)

No changes recorded yet.