CAPTIOS LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Abid Hussain
IRN AXH02321
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsible for Insurance Mediation (1 Feb 2016 to 30 Sep 2018)
- CF1 Director (1 Feb 2016 to 8 Dec 2019)
Miguel De Freitas
IRN MXD02062
- CF1 Director (AR) (24 Jun 2016 to 13 Mar 2017)
Sandra Elaine Carver
IRN SEC01108
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (15 Nov 2016 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Michael Leslie Abbott (no longer appointed)
FRN 911987 · Appointed 6 Aug 2019 · Until 1 Jul 2020
Raja Nisar Hussain (no longer appointed)
FRN 832815 · Appointed 6 Feb 2019 · Until 1 Jun 2021
Miguel De Freitas (no longer appointed)
FRN 773200 · Appointed 6 Mar 2017 · Until 1 Jul 2020
3Sixty Financial Services Ltd (no longer appointed)
FRN 733919 · Appointed 1 Jun 2016 · Until 21 Mar 2017
FASTRACK INSURANCE BROKERS LIMITED (no longer appointed)
FRN 656214 · Appointed 1 Jun 2016 · Until 12 Oct 2016

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.