CAPITAL FINANCE STRATEGIES LIMITED

Date authorised
1 April 2013
Companies House
05526335
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    146-150 Royal College Street
    London
    NW1 0TA
    UNITED KINGDOM
    Phone
    +4402074901000

  • Complaints Contact

    146-150 Royal College Street
    London
    NW1 0TA
    UNITED KINGDOM
    Phone
    +4402074901000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Donald Cameron McIntosh

    IRN DCM01078

    • CF30 Customer (1 Nov 2007 to 17 Sep 2018)
    • CF1 Director (16 Nov 2006 to 17 Sep 2018)
    • CF11 Money Laundering Reporting (16 Nov 2006 to 17 Sep 2018)
    • CF23 Corporate Finance Adviser (16 Nov 2006 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (16 Nov 2006 to 31 Oct 2007)
  • George James Demetrius Lemos

    IRN GJL01038

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Mar 2023)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (16 Nov 2006 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (16 Nov 2006 to 31 Oct 2007)
    • CF10 Compliance Oversight (16 Nov 2006 to 8 Dec 2019)
    • CF1 Director (16 Nov 2006 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.