Capital Com (UK) Limited

• Principal Place of Business

  4 Orchard Place

  London

  SW1H 0BF

  UNITED KINGDOM

  Phone

  +442030978888

  Web

  https://www.capital.com

• Complaints Contact

  4 Orchard Place

  London

  SW1H 0BF

  UNITED KINGDOM

  Phone

  +442030978888

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stephen Michael O'Sullivan

  IRN SMO01041

  • [FCA CF] Client dealing (since 28 Feb 2024)
• Thomas McCrickard

  IRN TSM01053

  • [FCA CF] Manager of certification employee (since 13 Aug 2025)
  • [FCA CF] Client dealing (since 13 Aug 2025)
  • [FCA CF] Manager of certification employee (2 May 2024 to 8 Aug 2025)
  • [FCA CF] Client dealing (2 May 2024 to 8 Aug 2025)
• Vadim Soloveychik

  IRN VXS00172

  • [FCA CF] Significant management (23 Jan 2023 to 21 Jul 2023)
• Viktor Prokopenya

  IRN VXP06887

  • SMF3 Executive Director (9 Dec 2019 to 9 Sep 2022)
  • CF1 Director (26 Oct 2018 to 8 Dec 2019)
• Viktoria Kember

  IRN VXK00147

  • [FCA CF] Significant management (since 17 Jan 2025)

No changes recorded yet.