Capita Pension Solutions Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Capita Pension Solutions LimitedFloor 12 Kingdom StreetPaddingtonLondonW2 6BDUNITED KINGDOM- Phone
- +4402077094500
-
Complaints Contact
Hartshead House2 Cutlers GateSheffieldSouth YorkshireS4 7TLUNITED KINGDOM- Phone
- +4401142737331
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Investment Advice (no pensions)
For Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
-
Authorised to Operate
-
Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
-
Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts
-
Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Simon John Davies
IRN SJD01235
- CF28 Systems and controls (1 Nov 2007 to 19 Oct 2009)
- CF1 Director (12 Oct 2007 to 19 Oct 2009)
- CF13 Finance (12 Oct 2007 to 31 Oct 2007)
-
Simon Newton
IRN SXN00042
- SMF11 Chair of the Audit Committee (11 Jun 2021 to 31 Dec 2021)
-
Sridhar Athreya
IRN SXA21615
- SMF4 Chief Risk (18 Feb 2020 to 25 Jul 2022)
- SMF16 Compliance Oversight (9 Dec 2019 to 25 Jul 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 25 Jul 2022)
- CF11 Money Laundering Reporting (12 Nov 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (12 Nov 2019 to 8 Dec 2019)
-
Stephanie Fay Charlesworth
IRN SXC00240
- [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Feb 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Feb 2021)
-
Stephen Andrew Williams
IRN SAW01211
- CF11 Money Laundering Reporting (12 Oct 2007 to 30 Nov 2011)
- CF10 Compliance Oversight (12 Oct 2007 to 30 Nov 2011)
-
Stephen David Parkinson
IRN SDP01047
- Responsible for Insurance Mediation (12 Nov 2007 to 18 Dec 2008)
- CF28 Systems and controls (1 Nov 2007 to 6 Aug 2008)
- CF14 Risk Assessment (12 Oct 2007 to 31 Oct 2007)
- CF1 Director (12 Oct 2007 to 18 Dec 2008)
- CF8 Apportionment and Oversight (12 Oct 2007 to 18 Dec 2008)
- CF3 Chief Executive (12 Oct 2007 to 18 Dec 2008)
-
Stephen Sharp
IRN SXS02841
- Responsible for Insurance Mediation (11 Jan 2012 to 19 Jul 2012)
- CF1 Director (11 Jan 2012 to 16 Oct 2013)
- CF3 Chief Executive (11 Jan 2012 to 15 Aug 2012)
-
Steven Mark Ellis
IRN SXE00055
- [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Feb 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Feb 2021)
-
Stuart Charles Foster
IRN SXF00268
- 17. Administrative functions in relation to managing investments
- [FCA CF] Functions requiring qualifications (since 1 Jul 2025)
- [FCA CF] Functions requiring qualifications (5 Jul 2024 to 13 Apr 2025)
- [FCA CF] Manager of certification employee (1 Jul 2024 to 30 Jun 2025)
-
Stuart Robert Heatley
IRN SRH01146
- SMF1 Chief Executive (1 Mar 2021 to 1 Jul 2024)
- SMF24 Chief Operations (9 Dec 2019 to 19 Jan 2022)
- SMF3 Executive Director (9 Dec 2019 to 31 Oct 2025)
- CF1 Director (9 Oct 2018 to 8 Dec 2019)
- CF29 Significant management (12 Jun 2015 to 9 Oct 2018)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.