Capita Life & Pensions Regulated Services Limited

• Principal Place of Business

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +4402077991525

• Complaints Contact

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +447500952012

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Debt Plan Admin

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.

• Joanne Leigh Dunbar

  IRN JXD00168

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Joanne Lucy Waters

  IRN JLW01082

  • CF26 Customer Trading (1 Dec 2001 to 16 Apr 2003)
• Joanne Rachel Andersen

  IRN JXA00118

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2022)
• Joanne Stephenson

  IRN JXS01633

  • CF26 Customer Trading (1 Dec 2001 to 16 Apr 2003)
• John Barker

  IRN JXB00299

  • [FCA CF] Significant management (9 Dec 2019 to 31 Aug 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Aug 2021)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Aug 2021)
• John Brown

  IRN JXB00706

  • [FCA CF] Functions requiring qualifications (31 Mar 2021 to 31 Oct 2025)
• John Connor

  IRN JXC01363

  • CF1 Director (11 May 2005 to 25 Jun 2007)
• John Devine

  IRN JXD00170

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 20 Nov 2020)
• John Jenkin Edward Harries

  IRN JXH00224

  • [FCA CF] Manager of certification employee (5 May 2023 to 10 Feb 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 May 2023)
• John Kaye

  IRN JXK00087

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Nov 2020)

• Capita Business Services Limited (no longer appointed)

  FRN 223063 · Appointed 12 Jan 2005 · Until 12 Feb 2015

No changes recorded yet.