CapEos Ltd

Date authorised
1 May 2015
Companies House
08647005
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    36 Batoum Gardens
    London
    Hammersmith And Fulham
    W6 7QD
    UNITED KINGDOM
    Phone
    +4407879379023
    Web
    http://www.capeos.com

  • Complaints Contact

    36 Batoum Gardens
    London
    Hammersmith And Fulham
    W6 7QD
    UNITED KINGDOM
    Phone
    +4407879379023

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Eric Georges Maillebiau

    IRN EGM01021

    • [FCA CF] Client dealing (since 23 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (26 Apr 2019 to 8 Dec 2019)
    • CF1 Director (1 May 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 May 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 May 2015 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.