Capdesia Group Limited

• Principal Place of Business

  25 Eccleston Place

  London

  SW1W 9NF

  UNITED KINGDOM

  Phone

  +442031292673

  Web

  https://www.capdesia.com

• Complaints Contact

  25 Eccleston Place

  London

  SW1W 9NF

  UNITED KINGDOM

  Phone

  +442031292673

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Abraham Matamoros Benavides

  IRN AXM04982

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [PRA CF] Key function holder (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • CF30 Customer (18 May 2018 to 8 Dec 2019)
  • CF1 Director (18 May 2018 to 8 Dec 2019)
• Banu Kirisci

  IRN BXK01330

  • [FCA CF] Client dealing (since 2 Oct 2024)
• Christopher Michael Unrath

  IRN CMU01008

  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (18 May 2018 to 8 Dec 2019)
  • CF30 Customer (18 May 2018 to 8 Dec 2019)
• Henry Ashton Crosby

  IRN HAC01048

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [PRA CF] Key function holder (since 9 Dec 2019)
  • CF1 Director (3 May 2019 to 8 Dec 2019)
  • CF30 Customer (3 May 2019 to 8 Dec 2019)
• Micaela Illy

  IRN MXI00216

  • [FCA CF] Client dealing (since 2 Oct 2024)
• Nancy Catherine Unrath

  IRN NCU01000

  • CF2 Non Executive Director (18 May 2018 to 8 Dec 2019)
• Niels Carl Alexander Lorijn

  IRN NCL01017

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [PRA CF] Key function holder (since 9 Dec 2019)
  • CF1 Director (13 Jun 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (18 May 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (18 May 2018 to 8 Dec 2019)
  • CF29 Significant management (18 May 2018 to 8 Dec 2019)
  • CF30 Customer (18 May 2018 to 8 Dec 2019)

No changes recorded yet.