CAP-IT FINANCIAL LIMITED

Date authorised
28 April 2016
Companies House
09009529
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    42a Gunter Grove
    London
    SW10 0UJ
    UNITED KINGDOM
    Phone
    +442080045847
    Web
    https://www.capit.co.uk

  • Complaints Contact

    42a Gunter Grove
    London
    SW10 0UJ
    UNITED KINGDOM
    Phone
    +442080045847

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Bruce Michael Lawson

    IRN BML01051

    • SMF3 Executive Director (9 Dec 2019 to 11 May 2020)
    • CF30 Customer (28 Apr 2016 to 8 Dec 2019)
    • CF1 Director (28 Apr 2016 to 8 Dec 2019)
  • Christian Frederick Woodward Parker

    IRN CFP01032

    • CF2 Non Executive Director (28 Apr 2016 to 8 Dec 2019)
  • Harry Farrell

    IRN HXF00012

    • SMF3 Executive Director (1 Feb 2021 to 28 Jan 2022)
  • James Hewitt

    IRN JXH01046

    • SMF3 Executive Director (since 3 May 2023)
  • James Wilfrid Watt

    IRN JWW01125

    • CF2 Non Executive Director (28 Apr 2016 to 8 Dec 2019)
  • Nicholas John Stoop

    IRN NJS01246

    • [FCA CF] Client dealing (since 1 Apr 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (28 Apr 2016 to 8 Dec 2019)
    • CF1 Director (28 Apr 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (28 Apr 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (28 Apr 2016 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.