Date authorised
10 November 1986
Companies House
01514453
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Floor 29
    22 Bishopsgate
    London
    EC2N 4BQ
    UNITED KINGDOM
    Phone
    +442073373700
  • Complaints Contact

    Floor 29
    22 Bishopsgate
    London
    EC2N 4BQ
    UNITED KINGDOM
    Phone
    +442073373700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David John Pye

    IRN DJP01134

    • CF1 Director (AR) (27 Nov 2008 to 12 May 2009)
    • CF2 Non Executive Director (26 Feb 2007 to 31 Oct 2007)
  • David Jonathan Marshall

    IRN DJM01243

    • CF1 Director (1 Dec 2001 to 25 Jan 2002)
    • CF2 Non Executive Director (1 Dec 2001 to 25 Jan 2002)
  • David Michael Broome

    IRN DMB01081

    • SIMF10 Chair of the Risk Committee (8 Dec 2016 to 4 Sep 2018)
    • CF2 Non Executive Director (18 Nov 2015 to 6 Mar 2016)
  • David Swan

    IRN DXS00145

    • [FCA CF] Material risk taker (1 Oct 2020 to 30 Jan 2026)
  • Derek Hansen

    IRN DXH00485

    • [FCA CF] Material risk taker (since 13 Nov 2020)
  • Eric Ovidio Jean Gutierrez

    IRN EOG01001

    • CF1 Director (AR) (24 Aug 2011 to 29 Sep 2016)
  • Gabrielle Folliard

    IRN GXF42649

    • [PRA CF] Key function holder (16 Jan 2019 to 25 May 2023)
  • Gareth Edward Russell

    IRN GER01030

    • [PRA CF] Key function holder (since 13 Nov 2020)
  • Gavin Phillips

    IRN GXP01859

    • SMF2 Chief Finance (3 Nov 2022 to 15 Mar 2023)
    • SMF7 Group Entity Senior Manager (20 May 2022 to 16 Jul 2025)
    • CF1 Director (AR) (6 May 2022 to 8 Apr 2026)
  • Gaynore Elizabeth Moss

    IRN GEM01062

    • SMF3 Executive Director (10 Dec 2018 to 3 Dec 2019)
    • SIMF4 Chief Risk Function (7 Mar 2016 to 7 Nov 2018)
    • SIMF20 Chief Actuary Function (7 Mar 2016 to 19 Apr 2018)
    • CF1 Director (9 Jun 2010 to 6 Mar 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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