Canadian Imperial Bank of Commerce

Date authorised
24 November 1988
Companies House
FC001165
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    C I B C
    150 Cheapside
    London
    City Of London
    EC2V 6ET
    UNITED KINGDOM
    Phone
    +4402072346000
  • Complaints Contact

    C I B C
    150 Cheapside
    London
    City Of London
    EC2V 6ET
    UNITED KINGDOM
    Phone
    +4402072346000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jana Katancik

    IRN JXK01484

    • CF30 Customer (1 Nov 2007 to 4 Feb 2008)
    • CF21 Investment Adviser (29 Oct 2007 to 31 Oct 2007)
  • Jane Brogan

    IRN JXB01568

    • CF21 Investment Adviser (1 Dec 2001 to 12 Dec 2006)
  • Jason Donald Rickert

    IRN JDR01058

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 May 2002)
  • Jaswant Jalaf

    IRN JSJ01023

    • CF21 Investment Adviser (19 Feb 2004 to 21 Feb 2006)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 19 Feb 2004)
  • Jay Michael Frazer

    IRN JMF01136

    • CF30 Customer (23 Mar 2010 to 21 Aug 2013)
  • Jayesh Odedra

    IRN JXO01122

    • [FCA CF] Manager of certification employee (since 3 Mar 2023)
    • [FCA CF] Client dealing (since 6 Mar 2017)
    • [FCA CF] Material risk taker (6 Mar 2017 to 6 Mar 2022)
    • CF30 Customer (27 May 2010 to 6 Mar 2016)
  • Jean Raymond

    IRN JXR01755

    • CF29 Significant management (19 Dec 2008 to 15 Dec 2009)
  • Jeanine Rachel Rasulo

    IRN JXR13719

    • SMF24 Chief Operations (8 Jul 2019 to 20 Apr 2021)
  • Jehan Karkour

    IRN JXK00525

    • [FCA CF] Client dealing (since 13 May 2024)
  • Jennifer Lahey

    IRN JXL01912

    • CF30 Customer (8 Mar 2013 to 11 Jan 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.