Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ali Murtaza Azim

  IRN AMA01244

  • CF30 Customer (26 Jan 2016 to 7 Jul 2017)
• Alicia Ann Dove

  IRN AAF01033

  • CF30 Customer (7 Jun 2010 to 1 Apr 2016)
• Aline Anne Lechartier

  IRN AXL00527

  • [FCA CF] Client dealing (17 Jan 2023 to 31 Aug 2024)
• Alison Margaret Schiffer

  IRN AMS01121

  • CF30 Customer (19 Aug 2009 to 24 May 2011)
• Allan Valdamare Thomas

  IRN AVT01001

  • CF30 Customer (1 Nov 2007 to 10 Jul 2013)
  • CF21 Investment Adviser (10 Dec 2001 to 31 Oct 2007)
  • CF27 Investment Management (10 Dec 2001 to 31 Oct 2007)
• Amar Bhachoo

  IRN AXB03022

  • CF30 Customer (2 Nov 2012 to 24 Jun 2019)
• Amrit Kaur Nahal

  IRN AKN01005

  • CF30 Customer (1 Nov 2007 to 27 Feb 2008)
  • CF21 Investment Adviser (20 Sep 2004 to 31 Oct 2007)
• Amy Faith Saunders

  IRN AFS01065

  • CF30 Customer (15 Aug 2013 to 5 Mar 2014)
• Ana Bonder

  IRN AXB04858

  • [FCA CF] Client dealing (since 3 Mar 2026)
• Ana Dicu

  IRN AMD01187

  • CF30 Customer (14 Nov 2012 to 15 Jul 2016)

No changes recorded yet.