Date authorised
1 April 2013
Companies House
04112016
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20
    Carlton House Terrace
    London
    Westminster
    SW1Y 5AN
    UNITED KINGDOM
    Phone
    +4402074397191
  • Complaints Contact

    20
    Carlton House Terrace
    London
    Westminster
    SW1Y 5AN
    UNITED KINGDOM
    Phone
    +4402074397191

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Olivia Kristensen

    IRN OXK07057

    • CF30 Customer (9 Oct 2018 to 8 Dec 2019)
  • Pablo De La Infiesta

    IRN PXD01270

    • CF23 Corporate Finance Adviser (6 Dec 2001 to 28 Jul 2006)
  • Paula Langton

    IRN PXL01208

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (18 Aug 2014 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (3 Jul 2006 to 31 Oct 2007)
  • Peter Siapikoudis

    IRN PXS00661

    • [FCA CF] Client dealing (since 25 Apr 2023)
  • Peter Wright

    IRN PXW00234

    • [FCA CF] Material risk taker (16 Mar 2021 to 8 Aug 2022)
  • Petros de Bree

    IRN PXD19734

    • [FCA CF] Client dealing (since 26 Jan 2026)
  • Petter von Heidenstam

    IRN PXV01122

    • CF23 Corporate Finance Adviser (29 Jan 2007 to 12 Jul 2007)
  • Pierre-Antoine Godefroy

    IRN PXG01502

    • [FCA CF] Client dealing (since 15 Dec 2023)
  • Rahima Henry

    IRN RXT01277

    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Jul 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Jul 2021)
    • CF10 Compliance Oversight (30 Jul 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (30 Jul 2019 to 8 Dec 2019)
  • Richard George Walter Von Gusovius

    IRN RGV01006

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (13 Nov 2015 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (4 May 2006 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.