Date authorised
1 April 2013
Companies House
04112016
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20
    Carlton House Terrace
    London
    Westminster
    SW1Y 5AN
    UNITED KINGDOM
    Phone
    +4402074397191
  • Complaints Contact

    20
    Carlton House Terrace
    London
    Westminster
    SW1Y 5AN
    UNITED KINGDOM
    Phone
    +4402074397191

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lukas Zeman

    IRN LXZ01097

    • [FCA CF] Client dealing (since 31 Jul 2020)
    • [FCA CF] Manager of certification employee (since 31 Jul 2020)
    • CF30 Customer (16 Dec 2015 to 8 Dec 2019)
  • Malcolm Yong

    IRN MXY00039

    • [FCA CF] Material risk taker (31 Jul 2020 to 8 Aug 2022)
  • Marc Pascal Feth

    IRN MPF01064

    • CF30 Customer (15 Dec 2015 to 20 Jun 2016)
  • Marc Rene George Dumbell

    IRN MXD18474

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF28 Systems and controls (14 Oct 2019 to 8 Dec 2019)
    • CF1 Director (14 Oct 2019 to 8 Dec 2019)
  • Mark Kristensen

    IRN MXK07049

    • [FCA CF] Client dealing (31 Jul 2020 to 21 Jun 2021)
    • CF30 Customer (9 Oct 2018 to 8 Dec 2019)
  • Matilda Waters

    IRN MXW00343

    • [FCA CF] Client dealing (31 Jul 2020 to 26 Jan 2026)
  • Matt Flynn

    IRN MXF00178

    • [FCA CF] Material risk taker (31 Jul 2020 to 8 Aug 2022)
  • Megan Hannah Gore-Randall

    IRN MHG01062

    • [FCA CF] Client dealing (since 24 Mar 2026)
  • Michael Zard

    IRN MXZ00037

    • [FCA CF] Material risk taker (31 Jul 2020 to 30 Oct 2021)
  • Mike Bolner

    IRN MXB00511

    • [FCA CF] Material risk taker (5 Apr 2024 to 28 Feb 2025)
    • [FCA CF] Manager of certification employee (8 Aug 2022 to 5 Apr 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.