Date authorised
15 February 2018
Companies House
09507497
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    22-25 Portman Close
    London
    W1H 6BS
    UNITED KINGDOM
    Phone
    +447801552755
  • Complaints Contact

    22-25 Portman Close
    London
    Westminster
    W1H 6BS
    UNITED KINGDOM
    Phone
    +447801552755

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Amarendra Swarup

    IRN AXS03409

    • SMF16 Compliance Oversight (since 14 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Dec 2020)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (15 Feb 2018 to 8 Dec 2019)
    • CF30 Customer (15 Feb 2018 to 8 Dec 2019)
    • CF3 Chief Executive (15 Feb 2018 to 8 Dec 2019)
  • Anthony John Kerr

    IRN AJK01228

    • [FCA CF] Client dealing (9 Dec 2019 to 11 Oct 2024)
    • CF30 Customer (15 Feb 2018 to 8 Dec 2019)
  • Daniel Kenneth Schrupp

    IRN DKS01043

    • SMF3 Executive Director (9 Dec 2019 to 1 May 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 14 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Dec 2020)
    • CF1 Director (15 Feb 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (15 Feb 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (15 Feb 2018 to 8 Dec 2019)
    • CF30 Customer (15 Feb 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.