Cambridge Associates Limited

• Principal Place of Business

  62 Buckingham Gate

  London

  SW1E 6AJ

  UNITED KINGDOM

  Phone

  +4407553417605

  Web

  https://www.cambridgeassociates.com

• Complaints Contact

  62 Buckingham Gate

  London

  SW1E 6AJ

  UNITED KINGDOM

  Phone

  +4402075922275

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher Derek Windeatt

  IRN CXW00340

  • [FCA CF] Client dealing (23 Jul 2021 to 20 Apr 2022)
• Christopher Neill Parker

  IRN CXP07692

  • [FCA CF] Client dealing (1 Feb 2021 to 31 Mar 2023)
  • CF30 Customer (30 Oct 2018 to 8 Dec 2019)
• Christopher Randolph Hunter

  IRN CRH01096

  • [FCA CF] Client dealing (1 Feb 2021 to 11 Apr 2025)
  • SMF3 Executive Director (9 Dec 2019 to 5 Nov 2024)
  • SMF1 Chief Executive (9 Dec 2019 to 16 Nov 2023)
  • CF1 Director (3 May 2018 to 8 Dec 2019)
  • CF3 Chief Executive (3 May 2018 to 8 Dec 2019)
  • CF30 Customer (2 Jan 2008 to 8 Dec 2019)
• Christopher Robert Varco

  IRN CRV01006

  • [FCA CF] Client dealing (1 Feb 2021 to 27 Oct 2021)
  • CF30 Customer (28 Apr 2016 to 8 Dec 2019)
• Christopher William Powell

  IRN CXP19191

  • CF30 Customer (28 Aug 2019 to 8 Dec 2019)
• Coleman Long

  IRN CXL01356

  • [FCA CF] Client dealing (since 1 Feb 2021)
  • [FCA CF] Manager of certification employee (since 1 Feb 2021)
  • CF30 Customer (3 Mar 2008 to 8 Dec 2019)
• Constantine Dimizas

  IRN CXD01462

  • [FCA CF] Client dealing (since 1 Feb 2021)
  • [FCA CF] Manager of certification employee (1 Feb 2021 to 25 May 2023)
  • CF30 Customer (5 Sep 2008 to 8 Dec 2019)
• Craig Beach

  IRN CXB02501

  • CF30 Customer (25 Oct 2016 to 27 Jun 2019)
• Cressida Margaret Barrett

  IRN CMB01209

  • CF30 Customer (21 Mar 2011 to 22 May 2017)
• DaeSung Lee

  IRN DXL00106

  • [FCA CF] Client dealing (1 Feb 2021 to 14 May 2021)

No changes recorded yet.