Cambridge Associates Limited

• Principal Place of Business

  62 Buckingham Gate

  London

  SW1E 6AJ

  UNITED KINGDOM

  Phone

  +4407553417605

  Web

  https://www.cambridgeassociates.com

• Complaints Contact

  62 Buckingham Gate

  London

  SW1E 6AJ

  UNITED KINGDOM

  Phone

  +4402075922275

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Tod Trabocco

  IRN TXT01570

  • CF30 Customer (14 Jul 2018 to 8 Dec 2019)
• Tomas Kmetko

  IRN TXK01457

  • [FCA CF] Client dealing (1 Feb 2021 to 30 Nov 2022)
  • CF30 Customer (6 Mar 2015 to 8 Dec 2019)
• Tracy Abedon Filosa

  IRN TXF00106

  • [FCA CF] Manager of certification employee (13 Jul 2021 to 25 May 2023)
• Troy Yoerg Murray

  IRN TYM01001

  • CF30 Customer (2 Jan 2008 to 24 May 2010)
• Trudi Kim Usher

  IRN TKU01000

  • [FCA CF] Client dealing (1 Feb 2021 to 31 Oct 2023)
  • CF30 Customer (1 Nov 2013 to 8 Dec 2019)
• Victoria Heidi Williams

  IRN VHW01002

  • CF30 Customer (16 Nov 2017 to 3 Apr 2018)
• Vijay Padmanabhan

  IRN VXP00117

  • [FCA CF] Client dealing (8 Aug 2022 to 25 May 2023)
• Vijayanand Lad

  IRN VXL00043

  • [FCA CF] Client dealing (21 Sep 2021 to 25 May 2023)
• Vikki Jane Card

  IRN VJC01006

  • [FCA CF] Client dealing (3 Dec 2021 to 25 May 2023)
• Vishwanath Ramaswami

  IRN VXR23649

  • [FCA CF] Manager of certification employee (1 Feb 2021 to 25 May 2023)
  • [FCA CF] Client dealing (1 Feb 2021 to 25 May 2023)
  • CF30 Customer (12 Nov 2019 to 8 Dec 2019)

No changes recorded yet.