Cambridge Associates Limited

• Principal Place of Business

  62 Buckingham Gate

  London

  SW1E 6AJ

  UNITED KINGDOM

  Phone

  +4407553417605

  Web

  https://www.cambridgeassociates.com

• Complaints Contact

  62 Buckingham Gate

  London

  SW1E 6AJ

  UNITED KINGDOM

  Phone

  +4402075922275

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark Evans

  IRN MXE00134

  • [FCA CF] Manager of certification employee (5 May 2021 to 25 May 2023)
• Mark Pepdjonovic

  IRN MXP00910

  • [FCA CF] Client dealing (since 1 Nov 2024)
• Markos Veremis

  IRN MXV01311

  • CF30 Customer (15 Feb 2014 to 8 Dec 2019)
• Martin Bostock White

  IRN MBW01029

  • [FCA CF] Client dealing (10 Oct 2020 to 31 Dec 2020)
  • CF30 Customer (13 Jul 2011 to 8 Dec 2019)
• Mary Mallory Constantine

  IRN MXC00259

  • [FCA CF] Manager of certification employee (1 Feb 2021 to 31 Jan 2022)
• Mary Pang

  IRN MXP00173

  • [FCA CF] Manager of certification employee (1 Feb 2021 to 31 Mar 2023)
• Matthew Cutlan

  IRN JWM01130

  • CF28 Systems and controls (11 Oct 2016 to 7 Jun 2018)
  • CF1 Director (11 May 2016 to 21 Aug 2018)
  • CF10 Compliance Oversight (15 Oct 2014 to 20 Aug 2019)
  • CF11 Money Laundering Reporting (1 Oct 2014 to 20 Aug 2019)
• Matthew Frederick Denis Winch

  IRN MFW01058

  • [FCA CF] Client dealing (since 1 Feb 2021)
  • CF30 Customer (12 Sep 2011 to 8 Dec 2019)
• Matthew James Campbell

  IRN MXC00599

  • [FCA CF] Client dealing (21 Sep 2021 to 14 Oct 2022)
• Matthew Whiteing

  IRN MXW00434

  • [FCA CF] Client dealing (22 Jul 2021 to 25 May 2023)

No changes recorded yet.