Cambridge Associates Limited

• Principal Place of Business

  62 Buckingham Gate

  London

  SW1E 6AJ

  UNITED KINGDOM

  Phone

  +4407553417605

  Web

  https://www.cambridgeassociates.com

• Complaints Contact

  62 Buckingham Gate

  London

  SW1E 6AJ

  UNITED KINGDOM

  Phone

  +4402075922275

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Francis Lyons

  IRN JXL00156

  • [FCA CF] Manager of certification employee (1 Feb 2021 to 28 Feb 2023)
• John Milton Merrill

  IRN JXM00711

  • [FCA CF] Manager of certification employee (1 Feb 2021 to 22 Aug 2022)
• Joseph Anthony Mulieri

  IRN JXM00853

  • [FCA CF] Manager of certification employee (12 Aug 2021 to 25 May 2023)
• Joseph Tolen

  IRN JXT00528

  • [FCA CF] Client dealing (14 Nov 2022 to 25 May 2023)
• Joshua Walter Featherby

  IRN JXF01791

  • [FCA CF] Client dealing (since 1 Feb 2021)
  • CF30 Customer (5 Mar 2015 to 8 Dec 2019)
• Jui-Hao Chou

  IRN JXC02466

  • CF30 Customer (23 Aug 2011 to 2 Jan 2017)
• Kamelia Sobieroj

  IRN KXS00317

  • [FCA CF] Client dealing (26 Aug 2021 to 18 Jan 2022)
• Karin Maschler

  IRN KXM00155

  • [FCA CF] Client dealing (1 Feb 2021 to 25 May 2023)
• Katarzyna Bugno

  IRN KXB00402

  • [FCA CF] Client dealing (8 Jul 2022 to 25 May 2023)
• Kate Louise Miller

  IRN KLM01028

  • [FCA CF] Client dealing (since 1 Feb 2021)
  • CF30 Customer (24 Jan 2008 to 8 Dec 2019)

No changes recorded yet.