Date authorised
1 April 2013
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    117 Cricklewood Broadway
    London
    NW2 3JN
    UNITED KINGDOM
    Phone
    +4402084526501
  • Complaints Contact

    117 Cricklewood Broadway
    London
    NW2 3JN
    UNITED KINGDOM
    Phone
    +4402084526501

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David John Bullock

    IRN DJB01410

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (14 Jan 2005 to 8 Dec 2019)
  • John Malcolm Bullock

    IRN JMB01330

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (14 Jan 2005 to 8 Dec 2019)
  • Malcolm Richard Two

    IRN MRT01072

    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF4 Partner (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.