Date authorised
1 April 2013
Companies House
03668383
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Axis Court
    North Station Road
    Colchester
    Essex
    CO1 1UX
    UNITED KINGDOM
    Phone
    +4401206771771
  • Complaints Contact

    Axis Court
    North Station Road
    Colchester
    Essex
    CO1 1UX
    UNITED KINGDOM
    Phone
    +4401206771771

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Addy Roy

    IRN AXR00666

    • [FCA CF] Significant management (since 4 Nov 2022)
  • Adele Elizabeth Rand

    IRN AER01051

    • [FCA CF] Significant management (since 12 Nov 2021)
  • Alexander Jon Stevens

    IRN AXS00649

    • SMF3 Executive Director (since 15 Feb 2024)
    • [FCA CF] Significant management (since 9 Dec 2019)
  • Ben Johnson

    IRN BXJ00072

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Christine Malkin

    IRN CXM01616

    • CF2 Non Executive Director (14 Jan 2005 to 16 Feb 2012)
  • Darren Peter Gibbs

    IRN DXG00242

    • [FCA CF] Significant management (9 Dec 2019 to 21 Feb 2023)
  • Edward Dixon Box Wright

    IRN EDW01011

    • [FCA CF] Significant management (since 17 Mar 2022)
    • SMF14 Senior Independent Director (9 Dec 2019 to 16 Mar 2022)
    • CF2 Non Executive Director (14 Jan 2005 to 8 Dec 2019)
  • Gemma Eve Melissa Munson

    IRN GEM01065

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Guy Edward Anthony Stevens

    IRN GES01045

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF2 Chief Finance (9 Dec 2019 to 16 Mar 2022)
    • SMF5 Head of Internal Audit (9 Dec 2019 to 16 Mar 2022)
    • CF1 Director (23 Dec 2009 to 8 Dec 2019)
  • Jonathan Mason

    IRN JXM03849

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (5 Dec 2016 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.