Caixabank SA

• Principal Place of Business

  CaixaBank, 23rd Floor

  20 Fenchurch Street

  London

  E3CM 3BY

  UNITED KINGDOM

  Phone

  +447734601812

  Web

  https://www.caixabank.co.uk

• Complaints Contact

  CaixaBank, 23rd Floor

  20 Fenchurch Street

  London

  London

  E3CM 3BY

  UNITED KINGDOM

  Phone

  +442073980160

• Bank Deposits

  For Eligible Counterparty, Professional

  Show 1 limitation Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Limited to investment management activities for the specified customer types.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "Professional Client" and "Eligible Counterparty".

• Abhishek Das

  IRN AXD70556

  • [FCA CF] Significant management (since 29 Jul 2024)
• Alvaro Alamillo Rodriguez

  IRN AXA04214

  • [FCA CF] Significant management (since 2 Jan 2025)
  • [FCA CF] Material risk taker (1 Jan 2025 to 2 Jan 2025)
• Daniel Angel Batista Millares

  IRN DAB01001

  • SMF24 Chief Operations (8 Mar 2021 to 31 Dec 2021)
• Eugenio Adolfo Tubio Benitez

  IRN EXT00049

  • SMF7 Group Entity Senior Manager (since 7 Sep 2022)
• Gabriela Martinez de Aragon Calvo

  IRN GXM80993

  • SMF19 Head of Overseas Branch/Head of Overseas (7 Sep 2022 to 24 Apr 2024)
  • SMF21 EEA Branch Senior Manager (EBSM) (5 Nov 2020 to 24 Apr 2024)
• Germán Torres Villodre

  IRN GXT01407

  • SMF16 Compliance Oversight (7 Sep 2022 to 16 Dec 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (7 Sep 2022 to 16 Dec 2022)
  • CF11 Money Laundering Reporting (20 Oct 2015 to 6 Mar 2016)
• Hasan Sinan Askin

  IRN HSA01010

  • SMF17 Money Laundering Reporting Officer (MLRO) (22 Feb 2023 to 17 May 2024)
  • SMF16 Compliance Oversight (22 Feb 2023 to 17 May 2024)
• Ignacio Moliner Robredo

  IRN IXM00121

  • SMF7 Group Entity Senior Manager (since 7 Sep 2022)
• Joseph Zacharioudakis

  IRN JXZ01040

  • SMF21 EEA Branch Senior Manager (EBSM) (7 Mar 2016 to 22 Feb 2020)
  • CF29 Significant management (20 Oct 2015 to 6 Mar 2016)
• Marcus John Dews

  IRN MJD01362

  • SMF2 Chief Finance (since 7 Sep 2022)

No changes recorded yet.