Cadence Equity Partners Limited

Date authorised
9 November 2016
Companies House
10238359
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3 Alexander Street
    London
    W2 5NT
    UNITED KINGDOM
    Phone
    +447767840650
    Web
    http://www.cadence-ep.com

  • Complaints Contact

    3 Alexander Street
    London
    W2 5NT
    UNITED KINGDOM
    Phone
    +447767840650

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Lucien Alexander Szpiro

    IRN JLS01055

    • [FCA CF] Client dealing (since 31 Mar 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10 Compliance Oversight (9 Nov 2016 to 8 Dec 2019)
    • CF30 Customer (9 Nov 2016 to 8 Dec 2019)
    • CF1 Director (9 Nov 2016 to 8 Dec 2019)
  • Pieter Johannes Hooft

    IRN PJH01211

    • [FCA CF] Client dealing (since 31 Mar 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (9 Nov 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (9 Nov 2016 to 8 Dec 2019)
    • CF30 Customer (9 Nov 2016 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.