Caceis UK Trustee and Depositary Services Ltd
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Broadwalk House5 Appold StreetLondonEC2A 2DAUNITED KINGDOM- Phone
- +442078580860
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Complaints Contact
Broadwalk House5 Appold StreetLondonEC2A 2DAUNITED KINGDOM- Phone
- +442078580860
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Fund Guardian
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Specialist Fund Guardian
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Private Fund Guardian
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Holds Your Assets
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Christopher Andreas Christofi
IRN CXC00626
- SMF3 Executive Director (15 Aug 2023 to 24 Jan 2025)
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Claire Elizabeth Linane
IRN CEL01020
- SMF16 Compliance Oversight (since 15 Aug 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Aug 2023)
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Matthew White
IRN MXW00969
- [FCA CF] CASS oversight function (since 12 Jan 2025)
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Pierre Cimino
IRN PXC00497
- SMF9 Chair of the Governing Body (15 Aug 2023 to 23 Sep 2025)
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Sam Maybrey
IRN SXM01216
- SMF1 Chief Executive (since 15 Aug 2023)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.