C. HOARE & CO.

• Principal Place of Business

  37 Fleet Street

  London

  EC4P 4DQ

  UNITED KINGDOM

  Phone

  +442073534522

  Web

  https://www.hoaresbank.co.uk

• Complaints Contact

  37 Fleet Street

  London

  EC4P 4DQ

  UNITED KINGDOM

  Phone

  +442073534522

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Land Loan Advice

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trades With You Directly

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Unit

  Show 1 limitation Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Consumer Loans

• Loan Servicing

• Johanna Waterous

  IRN JXW01985

  • Director of firm who is not a certification employee or a SMF manager (5 Jul 2017 to 31 Dec 2023)
• John Llywelyn Tracy Newbegin

  IRN JLN01022

  • CF11 Money Laundering Reporting (1 Jun 2004 to 2 Apr 2012)
  • CF10 Compliance Oversight (1 Jun 2004 to 1 Apr 2009)
• John Montgomerie Lang

  IRN JML01071

  • CF24 Pension Transfer Specialist (16 May 2002 to 26 Aug 2003)
  • CF21 Investment Adviser (16 May 2002 to 26 Aug 2003)
• John Robert Lennard Savage

  IRN JRS01338

  • SMF17 Money Laundering Reporting Officer (MLRO) (2 Mar 2017 to 5 Apr 2018)
• Jonathan James Ayres

  IRN JJA01017

  • CF28 Systems and controls (2 Apr 2012 to 11 Jan 2016)
• Karen Ruth Moscrop

  IRN KRM01072

  • SMF5 Head of Internal Audit (7 Mar 2016 to 16 Apr 2021)
  • CF28 Systems and controls (12 Dec 2014 to 6 Mar 2016)
• Katherine Ashdown

  IRN KXA56937

  • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 1 Feb 2024)
• Katie White

  IRN KXW56975

  • SMF24 Chief Operations (since 8 Feb 2024)
  • [PRA CF] Key function holder (since 7 Mar 2016)
• Kelvin David Watson

  IRN KDW01026

  • [FCA CF] Proprietary trader (since 7 Mar 2016)
  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF26 Customer Trading (25 May 2006 to 31 Oct 2007)
• Kevin Eagles

  IRN KXE56949

  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 19 Jun 2020)

No changes recorded yet.