Date authorised
1 April 2013
Companies House
04439084
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    86-90 Compstall Road
    Romiley
    Stockport
    Cheshire
    SK6 4DE
    UNITED KINGDOM
    Phone
    +4401614064800
  • Complaints Contact

    86-90 Compstall Road
    Romiley
    Stockport
    Cheshire
    SK6 4DE
    UNITED KINGDOM
    Phone
    +4401614064800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Martin Allan Rees

    IRN MAR01193

    • [FCA CF] Significant management (31 Mar 2021 to 12 Mar 2026)
  • Nadia McAree

    IRN NXM00510

    • [FCA CF] Significant management (18 Aug 2023 to 4 Mar 2024)
  • Paul Fielding

    IRN PXF01363

    • [FCA CF] Significant management (since 19 Apr 2024)
  • Paul Norman Rex Lewis

    IRN PNL01023

    • CF1 Director (AR) (9 Dec 2014 to 10 Apr 2025)
  • Paul Trafford

    IRN PXT00157

    • [FCA CF] Significant management (since 31 Mar 2021)
  • Paula Williams

    IRN PXW01549

    • CF1 Director (27 May 2015 to 16 Aug 2019)
  • Peter John Cooke

    IRN PJC01263

    • CF29 Significant management (1 Nov 2007 to 14 Jan 2016)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • CF1 Director (14 Jan 2005 to 14 Jan 2016)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
  • Phillip Caffery

    IRN PXC00290

    • [FCA CF] Significant management (since 31 Mar 2021)
  • Ray Harris

    IRN RXH00369

    • SMF3 Executive Director (since 20 Jul 2021)
  • Richard Gordon Bower-Lowe

    IRN RGB01143

    • [FCA CF] Significant management (31 Mar 2021 to 1 Apr 2023)
    • CF1 Director (27 Aug 2014 to 10 Feb 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.