Date authorised
1 April 2013
Companies House
06186848
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    271 - 273 High Street
    Berkhamsted
    Herts
    HP4 1AA
    UNITED KINGDOM
    Phone
    +4401442877773
  • Complaints Contact

    271 - 273 High Street
    Berkhamsted
    Herts
    HP4 1AA
    UNITED KINGDOM
    Phone
    +4401442877773

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gary William Barnett

    IRN GWB01060

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] CASS oversight function (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (13 Aug 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (13 Aug 2007 to 31 Mar 2009)
    • Responsible for Insurance Mediation (13 Aug 2007 to 30 Sep 2018)
  • Philip Neil Casserley

    IRN PNC01035

    • [FCA CF] CASS oversight function (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (13 Aug 2007 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.