BUSINESS & ENTERPRISE FINANCE LTD.

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Thomas Kelton
IRN TXK00142
- [FCA CF] Client dealing (9 Dec 2021 to 31 May 2023)
Timothy Burt
IRN TXB00097
- [FCA CF] Client dealing (since 9 Dec 2019)
Timothy Hamilton
IRN TXH00240
- SMF9 Chair of the Governing Body (since 11 Sep 2023)
- Director of firm who is not a certification employee or a SMF manager (since 13 Dec 2021)
katie hurrell
IRN KXH00007
- Director of firm who is not a certification employee or a SMF manager (since 1 Jul 2023)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.