Date authorised
1 April 2013
Companies House
03871048
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    90 Fenchurch Street
    -
    London
    EC3M 4ST
    UNITED KINGDOM
    Phone
    +4402072042424
  • Complaints Contact

    90 Fenchurch Street
    -
    London
    EC3M 4ST
    UNITED KINGDOM
    Phone
    +4402070992572

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert Marshall Grainger

    IRN RMG01121

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 2 Dec 2020)
    • CF2 Non Executive Director (22 Oct 2007 to 8 Dec 2019)
  • Robert Terence Edwards

    IRN RTE01006

    • CF2 Non Executive Director (AR) (since 22 Aug 2022)
  • Roger Gordon Sadgrove

    IRN RGS01092

    • CF2 Non Executive Director (14 Jan 2005 to 1 Feb 2005)
  • Simon Lacy Main

    IRN SLM01088

    • CF2 Non Executive Director (25 Oct 2012 to 1 May 2014)
    • CF3 Chief Executive (14 Jan 2005 to 12 Oct 2012)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
  • Stephen Maile

    IRN SXM00827

    • CF2 Non Executive Director (AR) (since 1 Sep 2022)
  • Susan Nugent

    IRN SXN01617

    • CF1 Director (AR) (19 Aug 2022 to 19 Jun 2024)
  • Timothy John Gregson

    IRN TJG01107

    • CF2 Non Executive Director (AR) (since 1 Sep 2022)
  • William Dalziel

    IRN WXD01153

    • CF2 Non Executive Director (AR) (1 May 2023 to 19 Jun 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.