BTG Begbies Traynor (Central) LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Debt Negotiation
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- · “Limited to debt adjusting excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders."
Debt Advice
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- · “Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: ”a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders.“

Senior staff personally approved by the FCA to hold their roles here.

John Ashton Humphrey
IRN JXH25459
- SMF17 Money Laundering Reporting Officer (MLRO) (since 24 May 2020)
- SMF27 Partner (since 24 May 2020)
Kenneth Robert Craig
IRN KRC01037
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (25 Aug 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (25 Aug 2016 to 8 Dec 2019)
Pattullo Kenneth Wilson
IRN PXK01818
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (25 Aug 2016 to 8 Dec 2019)
Richard William Traynor
IRN RWT01059
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (25 Aug 2016 to 8 Dec 2019)
Sharon McDougall
IRN SXM00648
- [FCA CF] Significant management (since 9 Dec 2019)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.