Date authorised
1 February 2019
Companies House
11429456
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    7 Pullman Court
    Great Western Road
    Gloucester
    Gloucestershire
    GL1 3ND
    UNITED KINGDOM
    Phone
    +443442743908
  • Complaints Contact

    7 Pullman Court
    Great Western Road
    Gloucester
    Gloucestershire
    GL1 3ND
    UNITED KINGDOM
    Phone
    +4403442743908

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Thomas John Kirkham

    IRN TJK01049

    • CF1 Director (AR) (18 Mar 2019 to 11 Jan 2024)
  • Thomas Simon Marshall

    IRN TSM01034

    • CF1 Director (AR) (since 5 Dec 2021)
    • SMF4 (AR) Partner function (9 Dec 2019 to 23 Sep 2021)
    • CF4 Partner (AR) (7 Mar 2019 to 8 Dec 2019)
  • Timothy John Hill

    IRN TJH01114

    • CF4 Partner (AR) (since 25 Feb 2019)
  • Timothy John Smyth

    IRN TJS01117

    • SMF3 Executive Director (9 Dec 2019 to 7 Aug 2025)
    • SMF1 Chief Executive (9 Dec 2019 to 5 Aug 2020)
    • CF3 Chief Executive (31 Mar 2019 to 8 Dec 2019)
    • CF1 Director (31 Mar 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (1 Feb 2019 to 5 Aug 2020)
  • Tomas Christopher Davies

    IRN TCD01034

    • CF1 Director (AR) (since 28 Feb 2019)
  • Tracey O'Shea

    IRN TXO00136

    • [FCA CF] Significant management (since 28 Feb 2026)
    • SMF16 Compliance Oversight (28 Oct 2025 to 28 Feb 2026)
    • [FCA CF] Significant management (17 Oct 2023 to 28 Oct 2025)
  • Trevor Hayes

    IRN TXH01748

    • CF1 Director (AR) (15 May 2019 to 3 Jun 2021)
  • Trevor Morley Hicks

    IRN TMH01064

    • CF1 Director (AR) (28 Feb 2019 to 26 Jun 2024)
  • Verona Leonard Woodhouse

    IRN VLW01014

    • CF4 Partner (AR) (28 Feb 2019 to 20 Mar 2023)
  • Walter Robert Price

    IRN WRP01016

    • CF4 Partner (AR) (4 Mar 2019 to 2 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.