Date authorised
3 November 2015
Companies House
09284678
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Brookfield House
    Selby Road
    Garforth
    Leeds
    LS25 1NB
    UNITED KINGDOM
    Phone
    +4401135323297
  • Complaints Contact

    Brookfield House
    Selby Road
    Garforth
    Leeds
    LS25 1NB
    UNITED KINGDOM
    Phone
    +4401135323297

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Daniel Timothy Carder

    IRN DXC16539

    • CF1 Director (AR) (since 27 Jun 2019)
  • Gareth Shann

    IRN GXS00791

    • [FCA CF] Significant management (since 21 May 2025)
  • Gillian Anderson

    IRN GXA00149

    • SMF3 Executive Director (31 Mar 2023 to 12 Jul 2024)
    • Responsible for Insurance Distribution (24 Mar 2022 to 21 Dec 2023)
    • SMF1 Chief Executive (24 Mar 2022 to 31 Mar 2023)
  • Glen Manuel Aguilar-Millan

    IRN GMA01039

    • CF1 Director (AR) (16 May 2019 to 7 Jul 2020)
  • Graham Holman

    IRN GXH01862

    • CF1 Director (AR) (8 Jun 2022 to 25 Jun 2024)
  • Graham Marshall Coates

    IRN GMC01106

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 24 Oct 2022)
    • CF2 Non Executive Director (3 Nov 2015 to 8 Dec 2019)
  • James Robert Purvis

    IRN JRP01156

    • Director of firm who is not a certification employee or a SMF manager (since 2 Oct 2025)
  • Jessica Taylor

    IRN JXT00667

    • [FCA CF] Significant management (27 Nov 2023 to 31 Mar 2026)
  • Joanne Elizabeth Deveney

    IRN JXD00585

    • SMF16 Compliance Oversight (since 28 Feb 2026)
    • SMF16 Compliance Oversight (29 Jul 2024 to 7 Aug 2025)
  • Justina Stringer

    IRN JXS04203

    • [FCA CF] Significant management (since 21 May 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.