Date authorised
1 April 2013
Companies House
02603239
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Crescent
    Temple Back
    Bristol
    Somerset
    BS1 6EZ
    UNITED KINGDOM
    Phone
    +441173252224
  • Complaints Contact

    The Crescent
    Temple Back
    Bristol
    Somerset
    BS1 6EZ
    UNITED KINGDOM
    Phone
    +4401173252224

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexandra Harper

    IRN AXH00362

    • [FCA CF] Significant management (26 May 2020 to 11 Jun 2021)
  • Anders Lewis

    IRN AXL00196

    • [FCA CF] Significant management (9 Dec 2019 to 7 Jan 2022)
  • Christopher Ladkin

    IRN CJL01121

    • [FCA CF] Significant management (9 Dec 2019 to 1 May 2023)
  • David Andrew Nicholas Brown

    IRN DAB01259

    • CF29 Significant management (4 Apr 2019 to 8 Dec 2019)
    • CF1 Director (AR) (30 Jul 2009 to 8 Mar 2019)
    • CF1 Director (30 Sep 2005 to 8 Mar 2019)
  • Gary Clifford Cox

    IRN GCC00002

    • CF29 Significant management (13 Jun 2019 to 8 Dec 2019)
    • CF1 Director (AR) (23 Jul 2009 to 8 Mar 2019)
    • CF1 Director (14 Jan 2005 to 8 Mar 2019)
  • Hazel Postma

    IRN HXP00080

    • [FCA CF] Significant management (9 Dec 2019 to 1 May 2023)
  • Jodie Bellamy

    IRN JXB00854

    • [FCA CF] Significant management (6 Sep 2021 to 29 Oct 2021)
  • Mark Baggelaar

    IRN MXB02562

    • CF2 Non Executive Director (AR) (22 Mar 2019 to 13 May 2020)
    • CF1 Director (AR) (22 Oct 2009 to 8 Mar 2019)
  • Matthew John Harlin

    IRN MJH01619

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (26 Jul 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (26 Jul 2019 to 16 Jul 2021)
    • CF1 Director (AR) (23 Mar 2019 to 30 Jun 2020)
  • Nicholas John Watson

    IRN NJW01126

    • CF1 Director (AR) (23 Jul 2009 to 2 Dec 2013)
    • CF3 Chief Executive (14 Jan 2005 to 15 Jun 2011)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 15 Jun 2011)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.