Brunel Assurance Society

• Principal Place of Business

  123 Conham Vale

  Hanham

  Bristol

  Somerset

  BS15 3AX

  UNITED KINGDOM

  Phone

  +447450930646

• Complaints Contact

  123 Conham Vale

  Bristol

  Somerset

  BS15 3AX

  UNITED KINGDOM

  Phone

  +4401179413381

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying out transactions permitted by the rules of the Society.

• P2P Lending Advice

  For Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Insurance Policies

  For All, Linked long-term

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• B Rogers

  IRN BXR01089

  • SMF25 Small Insurer Senior Management Function (10 Dec 2018 to 24 Jan 2023)
  • SMF3 Executive Director (10 Dec 2018 to 24 Jan 2023)
  • SIMF25 Small Insurer Senior Manager (7 Mar 2016 to 9 Dec 2018)
  • CF5 Director of Unincorporated Association (1 Dec 2001 to 9 Dec 2018)
• David Crispin John Liddiatt

  IRN DCL01024

  • SMF25 Small Insurer Senior Management Function (10 Dec 2018 to 24 Jan 2023)
  • SIMF25 Small Insurer Senior Manager (7 Mar 2016 to 9 Dec 2018)
  • CF3 Chief Executive (1 Dec 2001 to 6 Mar 2016)
  • CF5 Director of Unincorporated Association (1 Dec 2001 to 6 Mar 2016)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 9 Dec 2018)
• Norman Frederick James Sayers

  IRN NFS01017

  • SMF25 Small Insurer Senior Management Function (10 Dec 2018 to 24 Jan 2023)
  • SIMF25 Small Insurer Senior Manager (7 Mar 2016 to 9 Dec 2018)
  • CF5 Director of Unincorporated Association (1 Dec 2001 to 6 Mar 2016)
• S.D Sayers

  IRN SDS01053

  • SMF25 Small Insurer Senior Management Function (10 Dec 2018 to 24 Jan 2023)
  • SMF3 Executive Director (10 Dec 2018 to 24 Jan 2023)
  • SIMF25 Small Insurer Senior Manager (7 Mar 2016 to 9 Dec 2018)
  • CF5 Director of Unincorporated Association (1 Dec 2001 to 9 Dec 2018)
• S.J Excell

  IRN SJE01063

  • CF5 Director of Unincorporated Association (1 Dec 2001 to 4 Jul 2005)
• Timothy Stuart Sayers

  IRN TSS01027

  • SMF25 Small Insurer Senior Management Function (10 Dec 2018 to 24 Jan 2023)
  • SMF16 Compliance Oversight (10 Dec 2018 to 24 Jan 2023)
  • SIMF25 Small Insurer Senior Manager (7 Mar 2016 to 9 Dec 2018)
  • CF5 Director of Unincorporated Association (1 Sep 2005 to 6 Mar 2016)
  • CF10 Compliance Oversight (1 Sep 2005 to 9 Dec 2018)

No changes recorded yet.